Compliance Managers are throughout the financial services industry in banks, mutual fund companies and investment dealers. Specific duties depend on the industry sector, but this job universally rewards those with an eye for detail, a thorough understanding of industry conduct and practices, and a knack for explaining policies and procedures. This course will help you to retool and retrofit your skills to keep in tandem with the changing and demanding industry dynamics for Compliance Management

Overall objective

To deliver a deep, practical understanding of the requirements for Compliance in today's financial institutions.

Specific objectives
By the end of this course, the learner will be able to;
• Gain an appreciation for the role of Compliance Management
• Manage the end to end Compliance process in a financial institution

Who should attend
This course is relevant to Compliance related functions in financial institutions.

Key Topics

• Overview / Introduction
• Design and implementation of Compliance Process
• The Regulatory Reporting Function (apart from financial)
• The Financial Reporting Function (URA)
• The Human Resource Function
• The IT function
• The Treasury function
• The Marketing function
• The Credit function
• General Bank Operations

Dates (2018) Duration  Venue  Course Fees 
 Ugandans  International

19th Feb
16th Jul


UIBFS Training Centre, 
Plot 76/78 William Street, 
Bank of Uganda Building
 UGX1,500,000   N/A

Banking & Finance Skills